Roger Zullo & LPL Financial – Defrauding Clients and Falsifying Client Suitability Profiles

Roger Salvatore Zullo and LPL Financial Allegedly Defrauded His Clients, Falsified Client Financial Suitability Profiles, and Sold His Customers Unsuitable Variable Annuities Roger Salvatore Zullo allegedly defrauded his clients, falsified client financial suitability profiles, and sold his customers unsuitable variable annuities, according to a Consent Order from the Massachusetts Securities Division currently under review by attorneys Alan Rosca… Read more »

Roger Zullo—Fraud Scheme

Roger Zullo Allegedly Sold Expensive Variable Annuities to Health Care Workers and Retired Persons Which Brought in as Much as $1.8 Million in Commissions Roger S. Zullo, an investment adviser with LPL Financial, allegedly sold variable annuities to medical care employees and retirees, bringing in about $1.8 million in commissions, according to a Complaint from… Read more »