Sandra Fexer Suspended and Fined After Recommending Desert Capital REIT to Her Customers

Sandra Fexer, formerly associated with CM Securities, LLC, recommend multiple unsuitable investments to her customers relating to a non-traded real estate investment trust (“REIT”), according to a default decision issued by FINRA’s Office of Hearing Officers. The Peiffer Rosca securities practice attorneys Jason Kane and Joe Peiffer are investigating the matter. Fexer recommended to three… Read more »

Sandra Fexer Accused of Recommending Unsuitable Investments in Desert Capital REIT to Elderly Customers

Sandra Fexer, formerly of CM Securities, LLC, made multiple unsuitable recommendations to her customers for the purchase of a non-traded real estate investment trust (“REIT”), according to a complaint filed by the Financial Industry Regulatory Authority’s (“FINRA”) Department of Enforcement. Fexer made multiple unsuitable recommendations to three customers for the purchase of a non-traded REIT… Read more »