Terry L. Haggerty—Manipulative Trading Activity

Rochester stockbroker fraud attorneyTerry L. Haggerty Allegedly Engaged in Manipulative trading activity in the shares of Pacific Sands, Inc.

Terry L. Haggerty allegedly engaged in manipulative trading activity in the shares of Pacific Sands, Inc., according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) currently under review by attorneys Alan Rosca and Joe Peiffer.

Terry L. Haggerty, who was also the sole owner, officer, director, and employee of Blue Sky Group, Inc. allegedly effected pre-arranged or matched trades in said penny stock, the AWC notes.

The Peiffer Rosca Wolf securities lawyers are currently investigating Terry L. Haggerty’s alleged manipulative trading activity.

Terry L. Haggerty Barred for Allegedly Manipulating Shares of Pacific Sands through the Use of His Own Accounts and Those of His Member Firm Customers, Purportedly Including Discretionary Trading Clients

Terry L. Haggerty allegedly affected pre-arranged or matched trades in the shares of Pacific Sands through the use of his own accounts and those of his member firm customers, including his discretionary trading clients, according to the aforementioned AWC currently under review by attorneys Alan Rosca and James Booker.

As a result of the aforementioned behavior, Terry L. Haggerty has violated FINRA and NASD Rules and hence, has been barred from associating with any FINRA member in any capacity.

One should also note that, according to the AWC, Terry L. Haggerty neither admitted nor denied the FINRA findings.

Securities Lawyers Investigating

The Peiffer Rosca Wolf securities lawyers often represent investors who lose money as a result of alleged manipulative trading activity are currently investigating Terry L. Haggerty’s alleged manipulative trading activity. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Terry L. Haggerty’s alleged manipulative trading activity may contact the securities lawyers at Peiffer Rosca Wolf, Alan Rosca and James Booker, for a free no-obligation evaluation of their recovery options, at 888-998-0520.

Alan Rosca (1174 Posts)

Alan is a securities lawyer. He also teaches Securities Regulation at the Cleveland-Marshall College of Law. He focuses his legal practice on complex commercial and financial litigation and arbitration, particularly in the areas of securities and investment fraud. His office is in Cleveland, Ohio.


In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.