CRD# 1081185

INVESTIGATED by Peiffer Rosca. Click here for details

Current status: Registered Representative
Disclosure eventsyes (see report below for more details)
Employment history:
09/10/2012 – present First Allied Securities, Inc. CRD# 32444
11/1993 – 07/2012 Prime Capital Services, Inc. CRD# 18334

Brokercheck report available here:

 

Source: FINRA, www.finra.org . Check latest employment history here.