Timothy England—Fund Conversion from a Community Organization

investment fraud attorney ClevelandTimothy Allen England Allegedly Converted Funds from a Community Organization; England Purportedly Acted as a Treasurer for a Local Sports Organization

Timothy England allegedly converted funds from a community organization, according to a recent FINRA Letter of Acceptance, Waiver and Consent (AWC) Reports from the IRS currently under review by attorneys Joe Peiffer and James Booker.

Peiffer Wolf securities practice lawyers are investigating investment recovery options on behalf of investors in issues related to Timothy England’s alleged illicit fund conversion.

Investors who believe they may have lost money in activity related to Timothy England’s alleged illicit fund conversion are encouraged to contact attorneys Joe Peiffer or James Booker with any useful information or for a free, no obligation discussion about their options.

Timothy England, while acting as a treasurer of a local sports allegation, came under investigation by FINRA in September of 2016, the aforementioned AWC reports.

The Peiffer Wolf securities lawyers are currently investigating England’s alleged illicit fund conversion.

Timothy England Has Been Barred by FINRA; England Allegedly Failed to Provide Documents to FINRA

Timothy England came under investigation from FINRA and allegedly failed to respond to multiple attempts from FINRA in October of 2016 that he provide documents and information to FINRA, according to the aforementioned AWC currently under review by attorneys Joe Peiffer and James Booker.

England allegedly failed to respond to said requests by November 7, 2016, the AWC states.

England, by allegedly refusing to respond to FINRA’s request for documents and information as requested pursuant to FINRA Rules, allegedly violated FINRA Rules, the AWC notes.

England allegedly entered the securities industry in September 2009 as he became associated with a FINRA member firm and in October 2009 he allegedly acquired the Series 6 and Series 63 licenses, respectively, the AWC reports.

Timothy England, between September 2009 and December 2014, also was purportedly employed by three FINRA member firms before becoming associated with FBL Marketing Services, LLC in December 2014, the AWC states.

England, on September 7, 2016, received notice that FBL allegedly filed a Termination Form with FINRA which stated that England’s employment with the FBL was voluntarily terminated on September 2, 2016, the AWC reports, and that England’s registration with the Firm purportedly ended on September 7, 2016.

One should also note that, according to the AWC, Timothy England neither admitted nor denied the FINRA findings

Securities Lawyers Investigating

The Peiffer Wolf securities lawyers often represent investors who lose money as a result of investment fraud and are currently investigating Timothy England’s alleged illicit fund conversion. They take most cases of this type on a contingency fee basis and advance the case costs, and only get paid for their fees and costs out of money they recover for their clients.

Investors who believe they lost money as a result of Timothy England’s alleged illicit fund conversion may contact the securities lawyers at Peiffer Wolf, Joe Peiffer or James Booker, for a free no-obligation evaluation of their recovery options, at 504-523-2434 or via e-mail at jpeiffer@pwcklegal.com or jbooker@pwcklegal.com.

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In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent blogs regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases.