Charles Couch and Couch Oil & Gas, Inc. Accused of Fraudulently Raising Nearly $9.8 Million

California stockbroker fraud attorney

Charles O. Couch and his company, Couch Oil & Gas, Inc., fraudulently raised approximately $9.8 million from more than 200 investors in two unregistered offerings of securities relating to the production of oil and gas, according to a complaint filed by the Securities and Exchange Commission (“SEC”). The Peiffer Rosca securities practice attorneys Alan Rosca… Read more »

OM Investment Management Accused of Fraudulently Raising Money Related to OM Global Investment Fund, LLC

OM Investment Management LLC, a Tampa-based investment advisor, Gingesh Movalia, and Edwin V. Gaw fraudulently raised money and made material misrepresentations and omissions relating to OM Global Investment Fund, LLC, an unregistered hedge fund, according to a complaint filed by the Securities and Exchange Commission (“SEC”). The Peiffer Rosca securities practice attorneys Alan Rosca and… Read more »

SEC Claims Total Wealth Management and Jacob Cooper Paid Themselves Kickbacks

Total Wealth Management, Inc. and its owner, Jacob Keith Cooper, breached their fiduciary duties to clients and investors in connection with investments made in the unregistered Altus Capital Opportunity Fund, LP and a series of unregistered funds referred to as the Altus Portfolio Series, according to a cease and desist order filed by the Securities… Read more »

Securities Litigators Investigating Geoffrey W. Nehrenz in Connection with Alleged Misappropriation of Investor Funds

Geoffrey W. Nehrenz is barred from the securities industry by the Securities and Exchange Commission (SEC) due to claims he offered and sold unregistered securities, misappropriated investor funds for his own personal use and unrelated business use, and made misrepresentations regarding investments and the use of investor funds. Securities attorneys Joe Peiffer and Alan Rosca… Read more »

Tri-Med, Its Principals and Promoters Investigated by Securities Lawyer

Tri-Med Corporation, Tri-Med Associates, Inc., their promoters, and Jeremy Anderson, Anthony N. Nicholas, III, Eric Ager, Irwin Ager, and Teresa Simmons Bordinat are being investigated by the Peiffer Rosca securities lawyers in connection with a temporary injunction by the Florida securities regulators that named Tri-Med and its agents as defendants. The temporary injunction was granted,… Read more »