Patrick W. Chapin and Christopher B. Birli Investigated by Securities Lawyers Following Regulatory Action

Patrick W. Chapin and Christopher B. Birli, two investment professionals, are being investigated by the Peiffer Rosca securities practice lawyers following allegations by securities regulators that they placed investors in unsuitable variable annuity investments, misrepresented such investments to their customers, and obtained substantial sales commissions for themselves. Chapin and Birli focused their business on servicing… Read more »

Securities Attorneys Encourage Variable Annuity Investors to Carefully Scrutinize Recommendations Made by Investment Professionals

The Peiffer Rosca securities practice attorneys Alan Rosca, Joe Peiffer and Jason Kane caution investors to carefully scrutinize their financial advisors’ recommendations to switch from variable annuity investments in their retirement benefits programs to new variable annuities to be held outside of such retirement plans. This warning is highlighted by recent accusations made against two… Read more »